Thomas Shaw Gooden

Current Employers

Employment History

• 05/2012 → Present
  Lpl Financial
  St. Peters, MO
• 08/2012 → Present
  Cornerstone Wealth Management
  St. Peters, MO

Other Businesses

1. 05/23/2012 - CORNERSTONE WEALTH MANAGEMENT, DES PERES, MO 2. 11/09/2012: CORNERSTONE WEALTH MANAGEMENT LLC / REGISTERED INVESTMENT ADVISOR / TIME SPENT 60%/ DES PERES, MO 3. 04/07/2022 - Pickett Group, Inc - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 03/02/2022- 1 Hours Per Month/0 Hours During Securities Trading. 4. 05/05/2022 - Cornerstone Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 04/13/2022 - 120 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through Cornerstone Wealth Management LLC, an independent investment advisor firm. I started this business activity in 11/2012. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 - Time Spent 100%

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-09-06
• S63 Uniform Securities Agent State Law Examination
  1993-01-27