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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-07-31
OH RA APPROVED 1999-12-10
  • TX RA
    APPROVED_RES
    Since 2007-07-31
  • OH RA
    APPROVED
    Since 1999-12-10

Branch Locations

137 W 3Rd St, Perrysburg, OH 43551 • United States

Perrysburg, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Toledo OH 06/1999 03/2020
Ameriprise Financial Services, Llc Perrysburg OH 03/2020 Present
Other Businesses

Business Ownership; CKCW, LTD; Co Owner; Pass through to pay Non licensed employees, expenses and rent; 137 W 3rd St., , Perrysburg, OH, 43551; Not Investment-Related; 01/01/2014; 1 to 9 hours per month; 1 to 9 during trading hours / FPGP, Inc.; You are permitted to establish a legal entity (e.g., LLC, S Corp, Personal Service Corporation) to support your practice or team (i.e. manage the day-to-day operations and expenses of your practice or team).; You are permitted to establish a legal entity (e.g., LLC, S Corp, Personal Service Corporation) to support your practice or team (i.e. manage the day-to-day operations and expenses of your practice or team).; 137 W 3rd St., , Perrysburg, OH, 43551; Not Investment-Related; 10/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours / COW2021, LLC; Owner; You are permitted to establish a legal entity (e.g., LLC, S Corp, Personal Service Corporation) to support your practice or team (i.e. manage the day-to-day operations and expenses of your practice or team).; 137 W Third St., , Perrysburg, OH, 43551; Investment-Related; 12/11/2020; 1 to 9 hours per month; 0 during trading hours / FPG Partners, LLC; Owner; You are permitted to establish a legal entity (e.g., LLC, S Corp, Personal Service Corporation) to support your practice or team (i.e. manage the day-to-day operations and expenses of your practice or team).; 137 W. Third St., , Perrysburg, OH, 43551; Investment-Related; 11/04/2022; 1 to 9 hours per month; 0 during trading hours / Quinn's Tax Service, LLC.; Co-owner; Tax Preparation; 1307 S. Main Street , Suite A, Chelsea, MI, 48118; Not Investment-Related; 07/01/2025; 0 hours per month; 0 during trading hours. Outside Employment; COW2021, LLC; Owner - Owner; ; 137 W 3rd St., , Perrysburg, OH, 43551; Investment-Related; 12/11/2020; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-06-30
  • S63 Uniform Securities Agent State Law Examination
    1999-06-30
Other Names
  • Chris Walker
  • Chris Walker
  • Chris Walker Sr
  • Christopher Otto Walker

View on SEC IAPD

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