Shawna F Bumpus

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → Present
  Morgan Stanley Smith Barney Llc
  Toledo, OH
• 06/2016 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2000-01-31 → 2016-05-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Toledo, OH
  Sylvania, OH
  Toledo, OH

Other Businesses

-10. Kudlow Management; MONCLOVA,OH; Real Estate; Investment related; Sole Proprietor / Owner / Partner; 03/2017; During business hours: 0; After business hours: 1 11. Sonesta Grove; Investment related; Coconut Grove, FL; Real Estate; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Dec 2016; During business hours: 0; After business hours: 0; New rental property, Management company is running it. 12. *372001 - Rental Property; Investment related Yes; Rental Property; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Apr 2017; During business hours: 0; After business hours: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-02-19
• S63 Uniform Securities Agent State Law Examination
  1998-11-20

Other Names

• Shawna Farnol
• Shawna M Farnol
• Shawn Marie Farnol
• Shawn Farnol Bumpus
• Shawna Farnol Bumpus
• Shawna Farnol Bumpus