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Bradley Wallington Lewis

LPl Financial LLC

Redding, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

2107 Market St, Redding, CA 96001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lewis Financial Insurance Services Inc. Redding CA 01/1991 Present
Fsc Securities Redding CA 02/2011 04/2019
Lpl Financial Redding CA 04/2019 Present
  • 01/1991 → Present
    Lewis Financial Insurance Services Inc.
    Redding, CA
  • 02/2011 → 04/2019
    Fsc Securities
    Redding, CA
  • 04/2019 → Present
    Lpl Financial
    Redding, CA
Previous Registrations
  • 2016-10-12 → 2019-05-06
    Fsc Securities Corporation
    Redding, CA
    Atlanta, GA
Other Businesses

1)01/01/1991 - DBA for LPL Business (entity for LPL business) - Lewis Financial Insurance Services Inc. - 80HRS/MO - REDDING, CA 96001 2)01/01/1991 - REAL ESTATE RENTAL - 2107 Market street REDDING, CA - 0% - INVESTMENT RELATED - REDDING, CA 3)01/01/1991 - INSURANCE AGENCY - Lewis financial insurance services inc. - 30% - INVESTMENT RELATED - REDDING, CA 96001

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-11
S63 Uniform Securities Agent State Law Examination 1998-01-23
  • S66 Uniform Combined State Law Examination
    2016-10-11
  • S63 Uniform Securities Agent State Law Examination
    1998-01-23
Other Names
  • Brad Lewis
  • Bradley W Lewis

View on SEC IAPD

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