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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lewis Financial Insurance Services Inc. | Redding | CA | 01/1991 | Present |
| Fsc Securities | Redding | CA | 02/2011 | 04/2019 |
| Lpl Financial | Redding | CA | 04/2019 | Present |
1)01/01/1991 - DBA for LPL Business (entity for LPL business) - Lewis Financial Insurance Services Inc. - 80HRS/MO - REDDING, CA 96001 2)01/01/1991 - REAL ESTATE RENTAL - 2107 Market street REDDING, CA - 0% - INVESTMENT RELATED - REDDING, CA 3)01/01/1991 - INSURANCE AGENCY - Lewis financial insurance services inc. - 30% - INVESTMENT RELATED - REDDING, CA 96001
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-23 |
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