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1026 Cromwell Bridge Road Suite 100, Towson, MD 21286 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-03-20 |
| NH | RA | APPROVED | 2022-06-17 |
| TX | RA | APPROVED | 2022-06-17 |
| MA | RA | APPROVED | 2007-05-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Founders Financial Securities, Llc | Timonium | MD | 11/2006 | Present |
1) Kessler Investments (DBA); Investment Related; 2070 Main Street, Athol, MA 01331; Start Date: 01/1987; Owner; 160 Hrs. per month; 160 Hrs. during trading; Sale of Fixed Insurance Products 2) 2070 Main Street Athol, MA ; Investment Related; Landlord/Property owner; 1 Hr. per month; 0 Hrs. during trading; Rental property 3) Athol Savings Bank Trustee; Not Investment Related; 388 Main Street Athol, MA 01331; Start Date: 12/31/2002; Trustee; 2 Hrs. per month; 0 Hrs. during trading; Trustee for local bank, attend quarterly meetings 4) Grand Lodge of Massachusetts; Not Investment Related; 186 Tremont Street Boston, MA 02111; Start Date: 12/27/2010; Fraternity, District Deputy Grand Master; 10 Hrs. per month; 0 Hrs. during trading; Fraternity, charitable work
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 1988-05-16 |
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