Kimberly Dawn Stewart

Current Employers

Founders Financial Securities Llc

1026 Cromwell Bridge Road Suite 100, Towson, MD 21286 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2026-01-05
TX	RA	APPROVED_RES	2025-11-17
OK	RA	APPROVED	2023-04-12
MA	RA	APPROVED	2016-07-18

NH RA
APPROVED

Since 2026-01-05
TX RA
APPROVED_RES

Since 2025-11-17
OK RA
APPROVED

Since 2023-04-12
MA RA
APPROVED

Since 2016-07-18

Branch Locations

2070 Main Street, Athol, MA 01331 • United States

Delaware, OK • United States

1026 Cromwell Bridge Road Suite 100, Towson, MD 21286 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kessler Investments, Inc	Athol	MA	02/2013	Present
Founders Financial Securities Llc	Towson	MD	04/2013	Present

02/2013 → Present

Kessler Investments, Inc

Athol, MA
04/2013 → Present

Founders Financial Securities Llc

Towson, MD

Other Businesses

Kessler Investments; Investment Related; 2070 Main Street Athol, MA 01331; Start Date: 07/19/2018; Investment Advisor, Insurance Agent; 40 Hrs. per month; 2 Hrs. during trading; Sales of Insurance products 2)Athol Republican Town Committee; Not Investment Related;152 Miles Rd Athol, MA 01331; Start Date: 11/2016; Political Town Committee Treasurer; 6 Hrs. per year; submit yearly reports and write checks when needed 3) S&S Farm; Not Investment Related; 14289 NS 419 Rd. Delaware, OK 74027; Start Date: 07/2020; Owner;3 Hrs. per month; 0 hrs. during trading; Lease Land and Bale and sell hay.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-05-02

S66 Uniform Combined State Law Examination

2016-05-02

Other Names

Kimberly Dawn Tharp

View on SEC IAPD