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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2020-04-29 |
| PA | RA | APPROVED | 2017-11-07 |
| TX | RA | APPROVED | 2017-11-07 |
Branch Locations
100 Vanguard Blvd, Malvern, PA 19355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Inc. | Philadelphia | PA | 04/1989 | 06/2017 |
| The Vanguard Group | Malvern | PA | 10/2017 | Present |
| Unemployed | Moorestown | NJ | 06/2017 | 10/2017 |
EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355..... NAME OF BUSINESS: Limited Agent Authorization INVESTMENT-RELATED: ADDRESS: Moorestown, NJ START DATE: 07/2019 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 1987-05-16 |
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