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Bradley Jason Horn

Saffron Capital, LLC

Minneapolis, MN

CRD 1645274

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Employer firm

Saffron Capital, LLC CRD 306921

$5.61M regulatory AUM 3 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Saffron Capital, Llc

2836 Lyndale Ave South Suite 260, Minneapolis, MN 55408-2161 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2020-06-12
  • MN RA
    APPROVED
    Since 2020-06-12

Branch Locations

2836 Lyndale Ave South Suite 260, Minneapolis, MN 55408-2161 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Qatar Petroleum Doha 05/2012 07/2020
Saffron Capital & Technology Llc Saint Paul MN 09/2019 Present
  • 05/2012 → 07/2020
    Qatar Petroleum
    Doha
  • 09/2019 → Present
    Saffron Capital & Technology Llc
    Saint Paul, MN
Other Businesses

Bradley J Horn is President of Saffron Capital & Technology LLC a registered as a Commodity Trading Advisor (CTA) and Commodity Pool Operator (CPO). Location of the business: 2836 Lyndale Ave South STE 105, Minneapolis, MN 55408-2161; Description of the business: Managed commodity futures accounts. This activity closely aligns to and complements the securities accounts managed by the RIA by providing diversification, capital growth and capital preservation opportunities. Responsibilities Duties: Commodity market analysis and trading.; Start date with business: 2020-10-01;Hours devoted to business during trading hours: 60;Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 30;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-12
  • S65 Uniform Investment Adviser Law Examination
    2019-11-12
Other Names
  • Bradley Horn

View on SEC IAPD

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