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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-23
IL RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2021-11-23
  • IL RA
    APPROVED
    Since 2017-03-25

Branch Locations

2441 Warrenville Road Suite 300, Lisle, IL 60532 • United States

Geneva, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Lisle IL 12/2000 03/2017
Mml Investors Services, Llc Lisle IL 03/2017 Present
Massmutual Life Insurance Company Lisle IL 07/2016 Present
  • 12/2000 → 03/2017
    Metlife Securities Inc
    Lisle, IL
  • 03/2017 → Present
    Lisle, IL
  • 07/2016 → Present
    Massmutual Life Insurance Company
    Lisle, IL
Previous Registrations
  • 2001-01-08 → 2017-03-25
    Msi Financial Services, Inc.
    Aurora, IL
    Aurora, IL
Other Businesses

1)NAME: MWT Estate, LLC INV REL: N ADD: 48W551 Perry Rd Maple Park IL 60151 NATURE: Operation of the family farm. Budget and invoice management. Operational decision making. POSITION: Managing Member of Family Farm START DATE: 09/01/2013 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 2)NAME: Michael Maxstadt INV REL: Y ADD: 2441 WARRENVILLE ROAD SUITE 300 LISLE, IL 60532 NATURE: Insurance Brokerage/Trails from MetLife Fixed Business POSITION: Agent START DATE: 07/03/2017 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-04
S63 Uniform Securities Agent State Law Examination 1992-01-13
  • S65 Uniform Investment Adviser Law Examination
    1999-12-04
  • S63 Uniform Securities Agent State Law Examination
    1992-01-13

View on SEC IAPD

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