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Brad Ryan Brondsema

Advisors Asset Management, Inc.

Lisle, IL

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Current Employers
Advisors Asset Management, Inc.

18925 Base Camp Road Suite 203, Monument, CO 80132 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2009-10-01
  • IL RA
    APPROVED
    Since 2009-10-01

Branch Locations

4343 Commerce Court Suite 214, Lisle, IL 60532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisors Asset Management, Inc Monument CO 10/2009 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-12
S63 Uniform Securities Agent State Law Examination 2004-03-26
  • S66 Uniform Combined State Law Examination
    2006-01-12
  • S63 Uniform Securities Agent State Law Examination
    2004-03-26
Other Names
  • Brad Brondsema

View on SEC IAPD

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