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Brad Ryan Brondsema

Advisors Asset Management, Inc.

Lisle, IL

CRD 4759524

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Employer firm

Advisors Asset Management, Inc. CRD 46727

$2.21B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • SUPERVISOR/EVALUATOR TO UNIT INVESTMENT TRUSTS

From the firm’s Form ADV. Read the guides:

Current Employers
Advisors Asset Management, Inc.

18925 Base Camp Road Suite 203, Monument, CO 80132 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2009-10-01
  • IL RA
    APPROVED
    Since 2009-10-01

Branch Locations

4343 Commerce Court Suite 214, Lisle, IL 60532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisors Asset Management, Inc Monument CO 10/2009 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-12
S63 Uniform Securities Agent State Law Examination 2004-03-26
  • S66 Uniform Combined State Law Examination
    2006-01-12
  • S63 Uniform Securities Agent State Law Examination
    2004-03-26
Other Names
  • Brad Brondsema

View on SEC IAPD

Nearby Firms

ADVYZON INVESTMENT MANAGEMENT, LLC
LPL FINANCIAL LLC
BLACKWATCH FINANCIAL GROUP, LLC

Nearby Investors

TIMOTHY RANDOLPH BOECKER
EVANGELINE KATHERINE KANARIS
JACOB ROBERT JOHNSTON

Nearby Offices

ADVYZON INVESTMENT MANAGEMENT, LLC · LISLE, IL
LPL FINANCIAL LLC · LISLE, IL
BLACKWATCH FINANCIAL GROUP, LLC · LISLE, IL

More in Lisle, IL

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