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Current Employers
Advisors Asset Management, Inc.

18925 Base Camp Road Suite 203, Monument, CO 80132 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-10-17
  • IL RA
    APPROVED
    Since 2022-10-17

Branch Locations

4343 Commerce Court Suite 214, Lisle, IL 60532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advisors Asset Management, Inc Monument CO 11/2021 Present
Dirksen Elementary School Chicago IL 03/2021 06/2021
University Of Missouri Columbia MO 05/2016 10/2017
Harpo's Bar And Grill Columbia MO 10/2017 04/2018
Make Room For Truman Park Ridge IL 05/2018 01/2019
University Of Tennessee Knoxville TN 01/2019 12/2020
Legends Restaurant Crossville TN 04/2019 12/2019
Unemployed Chicago IL 07/2021 10/2021
  • 11/2021 → Present
    Monument, CO
  • 03/2021 → 06/2021
    Dirksen Elementary School
    Chicago, IL
  • 05/2016 → 10/2017
    University Of Missouri
    Columbia, MO
  • 10/2017 → 04/2018
    Harpo's Bar And Grill
    Columbia, MO
  • 05/2018 → 01/2019
    Make Room For Truman
    Park Ridge, IL
  • 01/2019 → 12/2020
    University Of Tennessee
    Knoxville, TN
  • 04/2019 → 12/2019
    Legends Restaurant
    Crossville, TN
  • 07/2021 → 10/2021
    Unemployed
    Chicago, IL
Other Businesses

1) Name: Compass to Care Address: 6323 N Avondale Ave Suite 250, Chicago, IL 60631 title: President of the Associate Board start: 1/1/2025 time: About 3 hours per month. not business securities related. President of the Associate Board. Putting together plans for events with other associate board members. Going to volunteer events to promote the mission of compass to care and to generate funds to support the organization. Compass to Care, a 501(c)(3) charitable organization provides a free Non Emergency Medical Transportation (NEMT) solution to access life-saving cancer treatment and clinical trials for children fighting cancer and facing poverty or cancer-related financial toxicity (CRFT).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-15
  • S66 Uniform Combined State Law Examination
    2022-10-15
Other Names
  • Jimmy Topping

View on SEC IAPD

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