Frank Walter Penn

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2005 → Present
  Raymond James & Associates, Inc.
  Austin, TX

Previous Registrations

• 1995-05-22 → 2006-01-24
  The Penn Investment Group Inc.
  Austin, TX

Other Businesses

(1)Name of Business: 2505 ECC, LP Address: 2200 Matthews Drive, Austin , TX, 78703, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 11/19/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am owner of the Gen Partnership-FWPGP, Inc and thus I am responsible for collecting rent and paying expenses.this is extremely passive investment for my family-rent house (2)Name of Business: August Sun LLC dba. SlowNSteady Address: 2200 Matthews Dr, AUSTIN, TX, 78703, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 05/13/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am passive partner with my 4 kids. (3)Name of Business: FWPGP, Inc. Address: 2200 Matthews Drive, Austin, TX, 78703, United States Activity Type: Business Owner Position/Title: Officer - CEO Investment Related: No Start Date: 07/15/2006 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: execute all business matters (4)Name of Business: Penn Brother Inc. Address: 2200 Matthews Drive, Austin , TX, 78703, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 01/01/2006 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: passive partner/ (5)Name of Business: SM Building #1-CRP, LTD Address: 2200 Matthews Drive, Austin, TX, 78703, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 06/15/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Major decisions/refi/sell as examples (6)Name of Business: Walsh Street Properties, LTD Address: 2200 Matthews Drive, Austin , TX, 78703, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Investment Related: Yes Start Date: 12/28/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-05-14

Other Names

• Walter Penn
• Walt Penn