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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-02-10
KY RA APPROVED 2019-10-18
  • IN RA
    APPROVED
    Since 2023-02-10
  • KY RA
    APPROVED
    Since 2019-10-18

Branch Locations

500 West Jefferson St., Louisville, KY 40202 • United States

Ramsey, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Community/Lpl Financial Louisville KY 09/2014 06/2017
J.J.B. Hilliard W.L. Lyons, Inc Louisville KY 06/2017 Present
Robert W. Baird & Co. Incorporated Louisville KY 10/2019 Present
  • 09/2014 → 06/2017
    Park Community/Lpl Financial
    Louisville, KY
  • 06/2017 → Present
    J.J.B. Hilliard W.L. Lyons, Inc
    Louisville, KY
  • 10/2019 → Present
    Louisville, KY
Previous Registrations
  • 2017-06-22 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
  • 2014-09-29 → 2017-06-23
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Louisville, KY
    Lexington, KY
  • 2013-05-29 → 2014-10-09
    Louisville, KY
Other Businesses

NOTARY - APPROX. 15-30 MINUTES A MONTH (STARTED 1999)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-28
S63 Uniform Securities Agent State Law Examination 1994-01-26
  • S66 Uniform Combined State Law Examination
    2013-05-28
  • S63 Uniform Securities Agent State Law Examination
    1994-01-26
Other Names
  • Laurie Anne Gilpin
  • Laurie Anne Gilpin-Jones
  • Laurie A Gilpin-Jones
  • Laurie A Jones
  • Laurie Anne Jones

View on SEC IAPD

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