James Robert Winters

Current Employers

Employment History

• 06/1981 → Present
  James R. Winters & Associates
  Cincinnati, OH
• 06/1983 → Present
  Insurance Analysis Agency
  Cincinnati, OH
• 10/1988 → Present
  United Benefits Agency,Inc
  Cincinnati, OH
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Cincinnati, OH
• 09/2009 → Present
  Kestra Investment Services, Llc
  Cincinnati, OH

Previous Registrations

• 2000-01-01 → 2009-09-02
  Mutual Service Corporation
  Cincinnati, OH

Other Businesses

Name: United Benefits Agency, Inc Investment Related: No Address: 5556 Cheviot Rd Suite B Cincinnati OH 45247 Nature of Business: Insurance Position, Title or Relationship: Part owner. Start Date: 7/1/1987 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Refer clients to partner who is the benefits specialist. Occasionally review agency management details with partners. Name: Winters Financial Network, Inc Investment Related: Yes Address: 5556 Cheviot Rd Suite B Cincinnati OH 45247 Nature of Business: Insurance Position, Title or Relationship: Part owner/President Start Date: 7/1/1983 Hours per month: 81% - 90% (129 - 144 hours) Hours/month during trading hours: 81% - 90% (113 - 126 hours) Duties: Management duties and sales. Name: James R Winters, Jr Investment Related: Yes Address: 5556 Cheviot Rd Suite B Cincinnati OH 45247 Nature of Business: Insurance Position, Title or Relationship: Self Start Date: 6/1/1981 Hours/month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Selling life, LTC, Fixed annuities, disability. Name: Kehoe Financial Advisors Investment Related: Yes Address: 125 Boggs Lane Cincinnati OH 45246 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Registered Rep, IAR. Start Date: 9/1/2009 Hours/month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: Assist clients with investments and planning. Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours/month: Up to 100% (0 to 160 hours) Hours/month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services NAME: WINTERS FINANCIAL NETWORK, INC POSITION: Vice President NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 07/01/1983 ADDRESS: 5556 Cheviot Rd Suite B, Cincinnati OH 45247, United States DESCRIPTION: Management duties and sales.

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-03-18

Other Names

• Jim Winters