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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-06 |
| IN | RA | APPROVED | 2015-01-27 |
Branch Locations
8900 Keystone Crossing Suite 300, Indianapolis, IN 46240 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Indianapolis | IN | 01/2015 | Present |
1. INDIANA GOLF ASSOCIATION; 1234 HURRICANE ROAD FRANKLIN IN 47243; STATE GOLF ASSOCIATION; I WRITE GOLF ARCHITECTURE ARTICLES FOR THE ASSOCIATION'S MAGAZINE; WRITER; AFFILIATION STARTED 01/03/2005; 2 HOURS PER QUARTER; DURING SECURITIES TRADING HOURS. 2.Concerts For A Cause; 820 E. 67th St. Indianapolis IN 46220; Organizing concerts to benefit Indianapolis charities; Board Member; Help manage the organization; 8/10/2017; 20.0 hours per year; not during securities trading hours; Not Investment-Related. 3. Indianapolis Chamber of Commerce; 111 Monument Circle, Indianapolis, IN 46204; Chamber of Commerce organization; Board Member; Attend Board Meetings, advance mission of chamber; 03/04/2022; 3 Hours per Month; During Securities Trading Hours; Not Investment-Related. 4. Discovery Ball Board of Ambassadors; 5635 W 96th St, Suite 100 Indianapolis IN 46240; Fundraising for American Cancer Society; Board Member; Event planning; 02/21/2024; 2.00hrs/month; During Securities Trading Hours; Not Investment-Related. 5. Isle of Palms condo; 5757 Palm Blvd Isle of Palms SC 29451; Personal condo owned by Ted and Cheryl Sturges that we rent during the months we are not there; Owner of the condo; Collecting rental income; 05/01/2025; 1 hr/month; Not during security trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 1987-05-06 |
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