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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-06
IN RA APPROVED 2015-01-27
  • TX RA
    APPROVED_RES
    Since 2015-02-06
  • IN RA
    APPROVED
    Since 2015-01-27

Branch Locations

8900 Keystone Crossing Suite 300, Indianapolis, IN 46240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Indianapolis IN 01/2015 Present
  • 01/2015 → Present
    Stifel Nicolaus & Co Inc
    Indianapolis, IN
Previous Registrations
Other Businesses

1. INDIANA GOLF ASSOCIATION; 1234 HURRICANE ROAD FRANKLIN IN 47243; STATE GOLF ASSOCIATION; I WRITE GOLF ARCHITECTURE ARTICLES FOR THE ASSOCIATION'S MAGAZINE; WRITER; AFFILIATION STARTED 01/03/2005; 2 HOURS PER QUARTER; DURING SECURITIES TRADING HOURS. 2.Concerts For A Cause; 820 E. 67th St. Indianapolis IN 46220; Organizing concerts to benefit Indianapolis charities; Board Member; Help manage the organization; 8/10/2017; 20.0 hours per year; not during securities trading hours; Not Investment-Related. 3. Indianapolis Chamber of Commerce; 111 Monument Circle, Indianapolis, IN 46204; Chamber of Commerce organization; Board Member; Attend Board Meetings, advance mission of chamber; 03/04/2022; 3 Hours per Month; During Securities Trading Hours; Not Investment-Related. 4. Discovery Ball Board of Ambassadors; 5635 W 96th St, Suite 100 Indianapolis IN 46240; Fundraising for American Cancer Society; Board Member; Event planning; 02/21/2024; 2.00hrs/month; During Securities Trading Hours; Not Investment-Related. 5. Isle of Palms condo; 5757 Palm Blvd Isle of Palms SC 29451; Personal condo owned by Ted and Cheryl Sturges that we rent during the months we are not there; Owner of the condo; Collecting rental income; 05/01/2025; 1 hr/month; Not during security trading hours; Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-23
S63 Uniform Securities Agent State Law Examination 1987-05-06
  • S66 Uniform Combined State Law Examination
    2003-10-23
  • S63 Uniform Securities Agent State Law Examination
    1987-05-06
Other Names
  • Theodore J Sturges
  • Ted Sturges

View on SEC IAPD

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