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John Francis Baxter

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bloomfield Hills, MI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-05-04
OH RA APPROVED 2007-11-13
TX RA APPROVED_RES 1996-08-26
  • MI RA
    APPROVED
    Since 2010-05-04
  • OH RA
    APPROVED
    Since 2007-11-13
  • TX RA
    APPROVED_RES
    Since 1996-08-26

Branch Locations

39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dearborn MI 02/1987 Present
Bank Of America, N.A. Bloomfield Hills MI 07/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-09
S63 Uniform Securities Agent State Law Examination 1987-05-12
  • S66 Uniform Combined State Law Examination
    2007-10-09
  • S63 Uniform Securities Agent State Law Examination
    1987-05-12

View on SEC IAPD

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