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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2014-09-23
  • IA RA
    APPROVED
    Since 2014-09-23

Branch Locations

1776 Pleasant Plain Road, Fairfield, IA 52556 • United States

Kansas City, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 09/2014 Present
  • 09/2014 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Previous Registrations
  • 2013-12-06 → 2014-09-30
    Bancwest Investment Services, Inc.
    Overland Park, KS
    Lees'S Summit, MO
    Blue Springs, MO
    Independence, MO
    Kansas City, MO
    Lee'S Summit, MO
    Lee'S Summit, MO
    Liberty, MO
    Overland Park, KS
    Shawnee, KS
    Mission, KS
    Ottawa, KS
  • 2012-12-19 → 2013-12-09
    Gladstone, MO
    Urbandale, IA
  • 2011-12-12 → 2012-10-25
    Overland Park, KS
  • 2010-03-25 → 2011-12-20
    Waddell & Reed
    Independence, MO
    Liberty, MO
  • 2009-07-17 → 2010-04-09
    Larned, KS
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-02-17
S63 Uniform Securities Agent State Law Examination 1996-07-26
  • S65 Uniform Investment Adviser Law Examination
    2014-02-17
  • S63 Uniform Securities Agent State Law Examination
    1996-07-26
Designations
Other Names
  • Troy Bender

View on SEC IAPD

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