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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2015-11-11 |
| TX | RA | APPROVED_RES | 2015-10-13 |
Branch Locations
500 East Broward Blvd Suite 1630, Fort Lauderdale, FL 33394 • United States
201 Saint Charles Ave Suite 2566 [Satellite], New Orleans, LA 70170 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network | New Orleans | LA | 10/2015 | Present |
N. W. KAYE PRIVATE INVESTMENT MANAGEMENT LLC, INV RELATED, NEW ORLEANS, LA, 100% OWNERSHIP, START 11/15/2015, 240 HOURS PER MONTH, 150 HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 1987-04-21 |
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