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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED_RES | 2009-07-23 |
Branch Locations
8 Southwoods Blvd Suite 207, Albany, NY 12211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Albany | NY | 04/2009 | Present |
FORT ORANGE CLUB / 110 WASHINGTON AVENUE ALBANY,NY 12210 / FINANCE COMMITTEE / REVIEW FINANCIAL STATEMENTS & 401(K) PLAN / START DATE 6/10/2014 / 8:30AM - 9:30AM MONTHLY WITHOUT JULY OR AUGUST Book Publishing - The Power of Impact Circles, Book for sale, SlingerlandsNY United States-12159, Offer book for sale. Book Signings. Speaking engagements, start date-4/3/2025.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 1987-04-01 |
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