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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
Branch Locations
5301 East State Street Suite 113, Rockford, IL 61108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Rosemont | IL | 06/2004 | 11/2024 |
| Rockford Preferred Insurance Services Llc | Rockford | IL | 06/2004 | 11/2024 |
| Lpl Enterprise, Llc | Rockford | IL | 11/2024 | Present |
1) 08/30/2024 - Rockford Preferred Insurance Services, LLC - Service and sales related to individual and employer sponsored medical insurance - Non-Variable Insurance - Inv Related - At ROCKFORD, IL - Start Date 09/01/2003 - 30hrs/mth - 20hrs/mth During Trading 2) 08/30/2024 - Spinker Financial Services - RIA activities and sales and service of variable insurance products - DBA for LPL Business (entity for LPL business) - Inv Related - At ROCKFORD, IL - Start Date 05/05/2022 - 120hrs/mth - 100hrs/mth During Trading 3) 09/09/2024 - n/a - Real Estate Rental - Husband manages properties, I have no active role - INV Related - At Loves Park, IL - Start Date 06/01/2004 - 0hrs/mth - 0hrs During Trading 4) 01/03/2025 - None - Non-Variable Insurance/Insurance Agency - Selling both Proprietary and non Proprietary fixed life and fixed annuity through Prudential Advisors - nv Related - At Rockford, IL - Start Date 06/01/2004 - 80hrs/mth - 40hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-06 |
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