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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-11-04
  • TX RA
    APPROVED
    Since 2009-11-04

Branch Locations

24658 Kingsland Blvd, Katy, TX 77494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Katy TX 10/2009 Present
Raymond James Financial Services Advisors Katy TX 10/2009 Present
  • 10/2009 → Present
    Raymond James Financial Services
    Katy, TX
  • 10/2009 → Present
    Raymond James Financial Services Advisors
    Katy, TX
Previous Registrations
Other Businesses

(1)Name of Business: Address: 2229 Skalak Rd, New Ulm, TX, 78950, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 12/18/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Landlord of a rental house (2)Name of Business: GFG Real Estate Holdings LLC Address: 24658 Kingsland Blvd, Katy, TX, 77494, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/16/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 50% Owner (3)Name of Business: Graham Financial Group Address: 24658 Kingsland Blvd, Katy, TX, 77494-3386, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/04/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-06-10
S63 Uniform Securities Agent State Law Examination 1987-03-25
  • S65 Uniform Investment Adviser Law Examination
    1992-06-10
  • S63 Uniform Securities Agent State Law Examination
    1987-03-25

View on SEC IAPD

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