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23114 Seven Meadows Parkway, Katy, TX 77494 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lakewood Capital Management, Inc. | Houston | TX | 03/2001 | 12/2017 |
| Encompass Advisory Services, Llc | Katy | TX | 01/2018 | Present |
| B & W Pipe, Inc. | Katy | TX | 04/2014 | 09/2016 |
| Mirex Aquapure Solutions | Houston | TX | 05/2018 | 10/2019 |
| Zb Products, Lp | Katy | TX | 12/2019 | Present |
Zoombang - 12/1/2019 - 26947 Katy Freeway, Katy, Tx 77494-Director of Production and Strategic Sales Manager of company producing protective performance undergarments for the NFL, NHL, NASCAR and MLB. ZB Duties - managing personnel and production of protective product, Not investment related, 80 hrs/mo; 40 hrs/mo during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-31 |
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