Joseph Basile

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2007 → 05/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
  Naples, FL
• 09/2009 → 05/2019
  Bank Of America, Na
  Naples, FL
• 05/2019 → Present
  Morgan Stanley
  Npales, FL
• 07/2019 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2007-08-06 → 2019-05-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Naples, FL
• 2007-04-02 → 2007-07-02
  Morgan Stanley & Co. Llc
  Naples, FL
• 1999-07-23 → 2007-04-02
  Morgan Stanley Dw Inc.
  Naples, FL
  Naples, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-29
• S63 Uniform Securities Agent State Law Examination
  1987-04-15

Designations

• Chartered Financial Consultant

Other Names

• Joseph P Basile