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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-14
NY RA APPROVED 2021-06-14
NJ RA APPROVED 2020-03-02
TX RA APPROVED 2020-02-19
  • FL RA
    APPROVED
    Since 2026-04-14
  • NY RA
    APPROVED
    Since 2021-06-14
  • NJ RA
    APPROVED
    Since 2020-03-02
  • TX RA
    APPROVED
    Since 2020-02-19

Branch Locations

Naples, FL • United States

1055 Franklin Avenue Suite 200, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Company, Inc Garden City NY 05/2009 02/2020
Raymond James Financial Services, Inc. Garden City NY 02/2020 Present
Raymond James Financial Services Advisors, Inc. Garden City NY 02/2020 Present
Ten55 Wmg Garden City NY 01/2020 Present
Twl Wealth Advisory Group Garden City NY 01/2020 Present
  • 05/2009 → 02/2020
    Stifel Nicolaus & Company, Inc
    Garden City, NY
  • 02/2020 → Present
    Raymond James Financial Services, Inc.
    Garden City, NY
  • 02/2020 → Present
    Garden City, NY
  • 01/2020 → Present
    Ten55 Wmg
    Garden City, NY
  • 01/2020 → Present
    Twl Wealth Advisory Group
    Garden City, NY
Previous Registrations
Other Businesses

(1) Name of Business: Address: 1055 Franklin Avenue, Garden City, NY, 11530, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 10/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: sales agent (2) Name of Business: Address: 1055 Franklin Avenue, Garden City, NY, 11530, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 08/02/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: sales agent (3) Name of Business: Ten55 WMG Address: 1055 Franklin Ave Ste 200, Garden City, NY, 11530, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor (4) Name of Business: TWL Wealth Advisory Group Address: 1055 Franklin Ave Ste 200, Garden City, NY, 11530, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor (5) Name of Business: Waypoint Wealth Management Group Address: 1055 Franklin Ave Ste 200, Garden City, NY, 11530-2903, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Managing Partner

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-10-29
S63 Uniform Securities Agent State Law Examination 1987-03-12
  • S65 Uniform Investment Adviser Law Examination
    2009-10-29
  • S63 Uniform Securities Agent State Law Examination
    1987-03-12
Other Names
  • Andrew D Torto

View on SEC IAPD

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