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1201 N. Orange Street Suite 729, Wilmington, DE 19801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-01 |
Branch Locations
1201 N. Orange Street Suite 729, Wilmington, DE 19801 • United States
Tampa, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Securities Inc. | Ft. Lauderdale | FL | 10/2004 | 08/2018 |
| Kovack Advisors, Inc. | Ft. Lauderdale | FL | 08/2006 | 08/2018 |
| Calton & Associates, Inc. | Tampa | FL | 08/2018 | 06/2024 |
| Realta Equities, Inc. | Wilmington | DE | 06/2024 | Present |
| Realta Investments Advisors, Inc. | Wilmington | DE | 06/2024 | Present |
1.) Name of Business: Advent Health Zephyrhills Hospital. Non-Investment related. Address: 7050 Gall Blvd, Zephyrhills, FL 33541. Nature of Business: Board of Directors. Position/Title/Relationship: Director. Start Date: 04/23/2019. Hours per month: 6. Hours per month during Securities trading hours: 3%. Duties/Responsibilities: Member of the Board of Directors. 2.) Name of Business: Gulf Coast Financial Strategies. Investment related. Address: 18122 Sandy Pointe Dr, Tampa, FL 33647. Nature of Business: DBA for the securities business I run through Calton & Associates. All activities are identical. Position/Title/Relationship: Officer. Start Date: 10/10/2004. Hours per month: 50. Hours per month during Securities trading hours: 5. Duties/Responsibilities: Securities related business dealing with all aspects of managing client's investments as well as all administrative duties. 3.) Name of Business: Gulf Coast Financial Strategies. Investment Related. Address: 18122 Sandy Pointe Dr, Tampa, FL 33647. Nature of Business: Offering fixed life insurance to clients. Position/Title/Relationship: Officer. Start Date: 08/08/2018. Hours per month: 10. Hours per month during securities trading hours: 15. Duties/Responsibilities: Working with IMO's to determine the best products for clients. Managing paperwork and process flow. 4.) Name of Business: Realta Investment Advisors, Inc. Investment Related. Address: 1201 N. Orange Street Ste 729 Wilmington, DE 19801. Nature of Business: Investment Advisory Services. Position/Title/Relationship: Investment Advisor Representative. Start Date: 6/10/2024. Hours per month: 40 Hours per week during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-15 |
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