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Current Employers
Realta Investment Advisors, Inc

1201 N. Orange Street Suite 729, Wilmington, DE 19801 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-01
  • FL RA
    APPROVED
    Since 2025-01-01

Branch Locations

1201 N. Orange Street Suite 729, Wilmington, DE 19801 • United States

Tampa, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Kovack Securities Inc. Ft. Lauderdale FL 10/2004 08/2018
Kovack Advisors, Inc. Ft. Lauderdale FL 08/2006 08/2018
Calton & Associates, Inc. Tampa FL 08/2018 06/2024
Realta Equities, Inc. Wilmington DE 06/2024 Present
Realta Investments Advisors, Inc. Wilmington DE 06/2024 Present
  • 10/2004 → 08/2018
    Kovack Securities Inc.
    Ft. Lauderdale, FL
  • 08/2006 → 08/2018
    Ft. Lauderdale, FL
  • 08/2018 → 06/2024
    Tampa, FL
  • 06/2024 → Present
    Realta Equities, Inc.
    Wilmington, DE
  • 06/2024 → Present
    Realta Investments Advisors, Inc.
    Wilmington, DE
Previous Registrations
  • 2018-08-27 → 2024-06-07
    Tampa, FL
    Tampa, FL
    Tampa, FL
  • 2004-10-12 → 2018-08-09
    Ft. Lauderdale, FL
    Zephyrhills, FL
    Tampa, FL
    Tampa, FL
  • 2004-10-12 → 2006-08-15
    Kovack Securities Inc.
    Ft. Lauderdale, FL
    Tampa, FL
    Lithia, FL
    The Villages, FL
  • 2001-06-28 → 2004-09-30
    Raymond James Financial Services, Inc.
    Tampa, FL
Other Businesses

1.) Name of Business: Advent Health Zephyrhills Hospital. Non-Investment related. Address: 7050 Gall Blvd, Zephyrhills, FL 33541. Nature of Business: Board of Directors. Position/Title/Relationship: Director. Start Date: 04/23/2019. Hours per month: 6. Hours per month during Securities trading hours: 3%. Duties/Responsibilities: Member of the Board of Directors. 2.) Name of Business: Gulf Coast Financial Strategies. Investment related. Address: 18122 Sandy Pointe Dr, Tampa, FL 33647. Nature of Business: DBA for the securities business I run through Calton & Associates. All activities are identical. Position/Title/Relationship: Officer. Start Date: 10/10/2004. Hours per month: 50. Hours per month during Securities trading hours: 5. Duties/Responsibilities: Securities related business dealing with all aspects of managing client's investments as well as all administrative duties. 3.) Name of Business: Gulf Coast Financial Strategies. Investment Related. Address: 18122 Sandy Pointe Dr, Tampa, FL 33647. Nature of Business: Offering fixed life insurance to clients. Position/Title/Relationship: Officer. Start Date: 08/08/2018. Hours per month: 10. Hours per month during securities trading hours: 15. Duties/Responsibilities: Working with IMO's to determine the best products for clients. Managing paperwork and process flow. 4.) Name of Business: Realta Investment Advisors, Inc. Investment Related. Address: 1201 N. Orange Street Ste 729 Wilmington, DE 19801. Nature of Business: Investment Advisory Services. Position/Title/Relationship: Investment Advisor Representative. Start Date: 6/10/2024. Hours per month: 40 Hours per week during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-04-28
S63 Uniform Securities Agent State Law Examination 2001-09-15
  • S65 Uniform Investment Adviser Law Examination
    2005-04-28
  • S63 Uniform Securities Agent State Law Examination
    2001-09-15

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