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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2014-01-21 |
Branch Locations
500 Broad Street, Shrewsbury, NJ 07702 • United States
Plainfield, NJ • United States
6 Jackson Street, South River, NJ 08882 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services Llc | St. Cloud | MN | 07/2007 | Present |
| Cetera Investment Advisers Llc | Shrewsbury | NJ | 01/2014 | Present |
1.) TREASURER FOR HILLSIDE AVE HISTORIC DISTRICT ASSN, NO ACCESS TO BANK ACCOUNTS AND CHECK WRITING PRIVILEGES ARE IN DUAL CAPACITY, 1/4/HR/WK 2.) DIRECTOR OF SAVE THE QUEEN CITY NON PROFIT; ATTEND BOARD MEETINGS, VOTE ON PROPOSALS; ASSIST STQC IN FULFILLING ITS MANDATE; 1 HR/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-23 |
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