Best Investors Account Sign in

Jeffrey Robert Gordon

Stifel, Nicolaus & Company, Incorporated

Conshohocken, PA

Claim This Profile
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2014-03-24
  • PA RA
    APPROVED
    Since 2014-03-24

Branch Locations

Millennium One, 20 Ash Street, Conshohocken, PA 19428 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Conshohocken NJ 03/2014 Present
Previous Registrations
  • 2009-02-04 → 2014-03-21
    Boenning & Scattergood, Inc.
    West Conshohocken, PA
  • 2009-01-27 → 2009-02-05
    Ameriprise Financial Services, Llc
    Marlton, NJ
  • 2007-04-02 → 2008-10-16
    Morgan Stanley & Co. Llc
    West Conshohocken, PA
  • 2006-06-16 → 2007-04-02
    Morgan Stanley Dw Inc.
    Wayne, PA
    West Conshohocken, PA
    West Conshohocken, PA
    Purchase, NY
    Jenkintown, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-14
S63 Uniform Securities Agent State Law Examination 1987-10-08
  • S65 Uniform Investment Adviser Law Examination
    2006-06-14
  • S63 Uniform Securities Agent State Law Examination
    1987-10-08
Other Names
  • Jeffrey Gordon
  • Jeffrey R. Gordon

View on SEC IAPD

Other Firms

WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ARSENAL CAPITAL ADVISORS LLC
UBS FINANCIAL SERVICES INC.
INDEPENDENT FINANCIAL PARTNERS
HBKS WEALTH ADVISORS
WILLIAM BLAIR
HAMILTON LANE

Other Investors

STEVEN MICHAEL LEHMAN
ANTHONY NICHOLS
RANDOLPH KEVIN BROCK
JOHN EUGENE KANE
BRYAN CLYDE KILFOY
JOSEPH FRANCIS HORNIG
GREGORY BOSTON
STEVEN FLEISHER

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · CONSHOHOCKEN, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · Conshohocken, PA
ARSENAL CAPITAL ADVISORS LLC · CONSHOHOCKEN, PA
UBS FINANCIAL SERVICES INC. · CONSHOHOCKEN, PA
INDEPENDENT FINANCIAL PARTNERS · Conshohocken, PA
HBKS WEALTH ADVISORS · CONSHOHOCKEN, PA
WILLIAM BLAIR · CONSHOHOCKEN, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CONSHOHOCKEN, PA

More in Conshohocken, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor