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Robert C Holly

Morgan Stanley

Sea Girt, NJ

Lawrenceville, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-07-16
NJ RA APPROVED 2020-02-28
  • TX RA
    APPROVED_RES
    Since 2020-07-16
  • NJ RA
    APPROVED
    Since 2020-02-28

Branch Locations

2150 Highway 35 Suite 200, Sea Girt, NJ 08750 • United States

1200 Lenox Drive Suite 300, Lawrenceville, NJ 08648 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Loop Capital Markets Llc New York NY 09/2016 06/2018
Academy Securities New York NY 06/2018 01/2020
Morgan Stanley Sea Girt NJ 01/2020 Present
Morgan Stanley Private Bank, N.A New York NY 03/2020 Present
  • 09/2016 → 06/2018
    Loop Capital Markets Llc
    New York, NY
  • 06/2018 → 01/2020
    Academy Securities
    New York, NY
  • 01/2020 → Present
    Morgan Stanley
    Sea Girt, NJ
  • 03/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-27
S63 Uniform Securities Agent State Law Examination 1998-12-21
  • S66 Uniform Combined State Law Examination
    2020-02-27
  • S63 Uniform Securities Agent State Law Examination
    1998-12-21
Other Names
  • Robert Charles Holly
  • Robert Holly

View on SEC IAPD

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Other Offices

COMMONWEALTH FINANCIAL NETWORK · Sea Girt, NJ
LPL FINANCIAL LLC · SEA GIRT, NJ
FIREWEED VENTURES MANAGEMENT, LLC · SEA GIRT, NJ
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MANASQUAN, NJ
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Manasquan, NJ
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MANASQUAN, NJ
LPL ENTERPRISE, LLC · MANASQUAN, NJ
KINGSWOOD WEALTH ADVISORS, LLC · Wall, NJ

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