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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| NJ | RA | APPROVED | 2017-03-01 |
Branch Locations
2164 Hwy 35 Building B Second Floor, Sea Girt, NJ 08750 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shibles Brothers Llc. | Sea Girt | NJ | 06/1998 | 02/2017 |
| Regal Securities | New York | NY | 12/2006 | 02/2017 |
| Commonwealth Financial Network | Waltham | MA | 02/2017 | Present |
1. Wall B Associates, LLC, Owner of LLC that is operating company for branch office and sub-leases separated office also within branch building; as of 01/03/2017, 0% of time spent during business hours, Conducted at branch; Investment related. 2. Fixed insurance sales, as an Agent; as of 01/03/2017, Conducted at branch; Investment related. 3. Secretary, Heritage Commons, an entity created for the purpose of managing commercial real estate, as of 10/2017; Approximately 0% time spent during securities trading hours per month; Conducted at branch; Investment related. 4. Co-owner, President, CEO, Treasurer, & Director, Exit 98 Associates, Inc; an entity created for the purpose of buying & managing commercial real estate in Sea Girt, NJ, as of 3/21/1997; 0% time spent during business hours; Not conducted at branch; Investment related. 5. Co-Owner, President, CEO, Treasurer, and Director, Main St. Station at Manasquan Inc, entity created for the purpose of buying and managing commercial real estate at 614 Clinton Street, Hoboken, NJ 07030, as of 12/31/2020; 0% of time during business hours; Not Conducted at branch; Inv related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-10 |
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