Kenley A. Ragusa

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2023-05-03
TX	RA	APPROVED_RES	2023-05-01

NJ RA
APPROVED

Since 2023-05-03
TX RA
APPROVED_RES

Since 2023-05-01

Branch Locations

2150 Highway 35 Suite 200, Sea Girt, NJ 08750 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Manasquan	NJ	01/2009	04/2023
Morgan Stanley Smith Barney Llc	Sea Girt	NJ	04/2023	Present

01/2009 → 04/2023

Ubs Financial Services Inc.

Manasquan, NJ
04/2023 → Present

Morgan Stanley Smith Barney Llc

Sea Girt, NJ

Previous Registrations

2009-01-09 → 2023-05-10

Ubs Financial Services Inc.

Wall, NJ
2005-08-18 → 2009-01-21

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Manasquan, NJ

Manasquan, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-08-01

S66 Uniform Combined State Law Examination

2005-08-01

Other Names

Kenley A Ragusa

View on SEC IAPD

Other Firms

COMMONWEALTH FINANCIAL NETWORK

LPL FINANCIAL LLC

FIREWEED VENTURES MANAGEMENT, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

LPL ENTERPRISE, LLC

KINGSWOOD WEALTH ADVISORS, LLC

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

MICHAEL FOLAN OBERDORF

JOHN CHRISTOPHER SHIBLES

ROBERT DANIEL MAHER

DANIELLE RUSSO MAGRINI

Andrew T Lindenbaum

Christian M Fusco

Other Offices

COMMONWEALTH FINANCIAL NETWORK · Sea Girt, NJ

LPL FINANCIAL LLC · SEA GIRT, NJ

FIREWEED VENTURES MANAGEMENT, LLC · SEA GIRT, NJ

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MANASQUAN, NJ

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Manasquan, NJ

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MANASQUAN, NJ

LPL ENTERPRISE, LLC · MANASQUAN, NJ

KINGSWOOD WEALTH ADVISORS, LLC · Wall, NJ

More in Sea Girt, NJ

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