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Pathfinder Advisory, Inc. CRD 122768
$121M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6981 Redansa Dr, Rockford, IL 61108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2011-03-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sr. Capital Management | Rockford | IL | 12/2005 | Present |
| Pathfinder Advisory, Inc. | Rockford | IL | 02/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-01 |
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