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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-06-14 |
| CA | RA | APPROVED | 2018-06-12 |
Branch Locations
2452 Lakewest Dr, Chico, CA 95928 • United States
Chico, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks | El Segundo | CA | 01/2013 | 06/2018 |
| Lpl Financial Llc | Chico | CA | 06/2018 | Present |
1. 07/03/2019 - Asset Management Group - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:07/01/2019 - 120 hrs/mo - 4 hrs during trading. 2. 11/11/2021 - BCD Group Inc. - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/01/2020 - 0 Hours Per Month. 3. 11/30/2021 - BUCKS & BONES, LLC - Investment Related - 4105 Cozumel Court Chico, CA 95973 - Real Estate Rental - Start Date: 10/01/1998 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 06/07/2022 - Dennis & Debbie Miracle Trustees of the Miracle Family Trust - Investment Related - Loma Linda, CA. 92354 - Start Date - 05/06/2022 - 1 Hours Per Month/ 0 Hours During Securities Trading. 5. 09/23/2022 - No Business Name - Investment Related - Loma Linda, CA - Real Estate Rental - Start Date - 03/15/2022 - 0 Hours Per Month/0 Hours During Securities Trading 6. 09/23/2022 - No Business Name - Investment Related - Loma Linda, CA. - Start Date - 07/15/2022 - 0 Hours Per Month/0 Hours During Securities Trading 7. 09/23/2022 - No Business Name - Loma Linda, CA. - Real Estate Rental - Start Date - 08/15/2022 - 0 Hours Per Month/0 Hours During Securities Trading 8. 11/04/2022 - Max Miracle Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 08/16/2022 - 0 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 1987-05-26 |
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