Dana Duane Funk

Current Employers

Employment History

• 04/1992 → Present
  Dana Funk Ins. & Fin. Services
  Chico, CA
• 01/1997 → 10/2016
  Investors Capital Corp.
  Lynnfield, MA
• 10/2016 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2005-06-16 → 2016-10-03
  Investors Capital Corp.
  Lynnfield, MA
  Tustin, CA
  Chico, CA
  Tulsa, OK
  Lynnfield, MA
  Lynnfield, MA
  Roseville, CA
  Lynnfield, MA
  Lynnfield, MA
• 2002-12-18 → 2005-06-16
  Eastern Point Advisors Inc.
  Chico, CA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 06/14/2016; APX NUMBER OF HOURS PER WEEK: 14 HOUR; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, LONG TERM CARE, MEDICARE SUPPLEMENTS AND DRUG PLANS. 2. NAME OF OTHER BUSINESS: DBA DANA FUNK FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 04/01/1992; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 20 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: DBA FOR FIXED INSURANCE SALES & SERVICE.

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-03-04
• S65 Uniform Investment Adviser Law Examination
  1999-12-17