David George Risser

Current Employers

Employment History

• 03/2010 → Present
  Lpl Financial Llc
  Santa Fe, NM
• 11/2013 → 12/2021
  Financial Partners, Llc
  Santa Fe, NM
• 12/2021 → Present
  Altamira Financial Group, Llc
  Santa Fe, NM

Previous Registrations

• 2014-04-02 → 2022-01-03
  Financial Partners, Llc
  Santa Fe, NM
  Santa Fe, NM
• 2009-06-01 → 2010-03-05
  Morgan Stanley
  Santa Fe, NM
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Santa Fe, NM
• 1993-02-23 → 2007-04-02
  Morgan Stanley Dw Inc.
  Santa Fe, NM
  Santa Fe, NM

Other Businesses

1) 01/18/2022 - Altamira Financial Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 12/28/2021 - 160 Hours Per Month/160 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Altamira Financial Group LLC, an independent investment advisor firm. I started this business activity in 01/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial.

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-04-23