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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2012-01-06
  • KY RA
    APPROVED
    Since 2012-01-06

Branch Locations

12910 Shelbyville Rd., Louisville, KY 40243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hyland, Block & Hyland, Inc Louisville KY 01/1990 01/2020
Wfg Louisville KY 06/2001 Present
Kenneth L. Block Clu, Inc Louisville KY 01/1998 Present
Swat, Llc Louisville KY 11/1998 01/2020
Wagner Investments, Llc Louisville KY 09/2011 03/2022
Transamerica Financial Advisors, Inc Louisville KY 01/2012 Present
Rental Property Louisville KY 01/2015 08/2017
Woods Of Landis Lakes Homeowners Association Louisville KY 11/2017 05/2022
Aetna Franklin TN 04/2018 Present
Netlaw Louisville KY 01/2019 Present
Woods Landis Lakes Homeowners Association Louisville KY 05/2022 Present
  • 01/1990 → 01/2020
    Hyland, Block & Hyland, Inc
    Louisville, KY
  • 06/2001 → Present
    Wfg
    Louisville, KY
  • 01/1998 → Present
    Kenneth L. Block Clu, Inc
    Louisville, KY
  • 11/1998 → 01/2020
    Swat, Llc
    Louisville, KY
  • 09/2011 → 03/2022
    Wagner Investments, Llc
    Louisville, KY
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Louisville, KY
  • 01/2015 → 08/2017
    Rental Property
    Louisville, KY
  • 11/2017 → 05/2022
    Woods Of Landis Lakes Homeowners Association
    Louisville, KY
  • 04/2018 → Present
    Aetna
    Franklin, TN
  • 01/2019 → Present
    Netlaw
    Louisville, KY
  • 05/2022 → Present
    Woods Landis Lakes Homeowners Association
    Louisville, KY
Previous Registrations
  • 2006-12-06 → 2012-01-06
    Investment Advisors International, Inc.
    Lexington, KY
    Louisville, KY
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Woods Landis Lakes homeowners Association / 0522-Present / Investment Related: No / President / Board Member / Hrs. Work Monthly: 1 / Sec Trading Hrs: 0 / Oversee the association in a general sense and address any problems as needed Kenneth L. Block Clu, Inc/ 0198-Present / Investment Related: No / 3000 Breckenridge Ln. Louisville Ky 40220/President/The Business Is Used For Accounting Purposes-To Gather Commissions And Pay Business Expenses And Salary To Me NETLAW/NO/12910 SHELBYVILLE RD STE 124 LOUISVILLE, KY 40243/1-16-2019/SALES-ESTATE PLANNING/4/1/APPROVED WITH RESTRICTIONS AETNA/NOT INVESTMENT RELATED/SALES/4.25.2018/800 CRESCENT CENTRE DR., STE 200, FRANKLIN, TN 37067/HEALTH INSURANCE PRODUCTS FOR SENIORS/HOURS.MONTH: 4/HOURS DURING SECURITIES TRADING HOURS: 1

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-07
S63 Uniform Securities Agent State Law Examination 1987-03-17
  • S65 Uniform Investment Adviser Law Examination
    2006-11-07
  • S63 Uniform Securities Agent State Law Examination
    1987-03-17
Other Names
  • Kenneth L Block
  • Ken Block

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