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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2012-01-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hyland, Block & Hyland, Inc | Louisville | KY | 01/1990 | 01/2020 |
| Wfg | Louisville | KY | 06/2001 | Present |
| Kenneth L. Block Clu, Inc | Louisville | KY | 01/1998 | Present |
| Swat, Llc | Louisville | KY | 11/1998 | 01/2020 |
| Wagner Investments, Llc | Louisville | KY | 09/2011 | 03/2022 |
| Transamerica Financial Advisors, Inc | Louisville | KY | 01/2012 | Present |
| Rental Property | Louisville | KY | 01/2015 | 08/2017 |
| Woods Of Landis Lakes Homeowners Association | Louisville | KY | 11/2017 | 05/2022 |
| Aetna | Franklin | TN | 04/2018 | Present |
| Netlaw | Louisville | KY | 01/2019 | Present |
| Woods Landis Lakes Homeowners Association | Louisville | KY | 05/2022 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Woods Landis Lakes homeowners Association / 0522-Present / Investment Related: No / President / Board Member / Hrs. Work Monthly: 1 / Sec Trading Hrs: 0 / Oversee the association in a general sense and address any problems as needed Kenneth L. Block Clu, Inc/ 0198-Present / Investment Related: No / 3000 Breckenridge Ln. Louisville Ky 40220/President/The Business Is Used For Accounting Purposes-To Gather Commissions And Pay Business Expenses And Salary To Me NETLAW/NO/12910 SHELBYVILLE RD STE 124 LOUISVILLE, KY 40243/1-16-2019/SALES-ESTATE PLANNING/4/1/APPROVED WITH RESTRICTIONS AETNA/NOT INVESTMENT RELATED/SALES/4.25.2018/800 CRESCENT CENTRE DR., STE 200, FRANKLIN, TN 37067/HEALTH INSURANCE PRODUCTS FOR SENIORS/HOURS.MONTH: 4/HOURS DURING SECURITIES TRADING HOURS: 1
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-17 |
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