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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2021-07-21 |
| MD | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
| UT | RA | APPROVED | 2021-07-21 |
| WY | RA | APPROVED | 2021-07-21 |
Branch Locations
488 E Winchester St Ste 400, Salt Lake City, UT 84107 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Salt Lake City | UT | 02/1987 | 07/2021 |
| Various Insurance Carriers | Farmington | UT | 05/1991 | 07/2021 |
| Capitol Hill Kiwanis | Salt Lake City | UT | 10/2012 | Present |
| Slwr Llc | Salt Lake City | UT | 03/2019 | Present |
| Lpl Financial, Llc | Salt Lake City | UT | 07/2021 | Present |
1. 10/1/2021 - SLWR LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only/Investment Related - Managing Member - Started 03/2019. 2. 12/8/2021 - Wasatch Front Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/29/2021 - 2 Hours Per Month During Securities Trading. 3. 09/26/2023 - Western Front Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/20/2023 - 80 Hours Per Month/ 80 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-26 |
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