Michael David Bennett

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1987 → 07/2021
  Waddell & Reed, Inc.
  Salt Lake City, UT
• 05/1991 → 07/2021
  Various Insurance Carriers
  Farmington, UT
• 10/2012 → Present
  Capitol Hill Kiwanis
  Salt Lake City, UT
• 03/2019 → Present
  Slwr Llc
  Salt Lake City, UT
• 07/2021 → Present
  Lpl Financial, Llc
  Salt Lake City, UT

Previous Registrations

• 1997-06-24 → 2021-07-21
  Waddell & Reed
  Salt Lake City, UT
  Clearfield, UT
  Scottsdale, AZ
  Las Vegas, NV
  Salt Lake City, UT

Other Businesses

1. 10/1/2021 - SLWR LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only/Investment Related - Managing Member - Started 03/2019. 2. 12/8/2021 - Wasatch Front Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/29/2021 - 2 Hours Per Month During Securities Trading. 3. 09/26/2023 - Western Front Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/20/2023 - 80 Hours Per Month/ 80 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-05-22
• S63 Uniform Securities Agent State Law Examination
  1987-03-26

Other Names

• Mike Bennett