Jeffrey John Wagner

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2004-06-01

AZ RA
APPROVED

Since 2004-06-01

Branch Locations

2398 East Camelback Road Suite 700, Phoenix, AZ 85016-3467 • United States

Flagstaff, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Corporation	Phoenix	AZ	03/2008	Present

03/2008 → Present

Rbc Capital Markets Corporation

Phoenix, AZ

Other Businesses

(1) Name of Entity - United States Soccer Federation, Inc. - Address - 303 E. Wacker Drive Suite 1200 Chicago, IL 60601 - Business Description - Foundation/Charitable Institution - Business is/is not investment related - Is not investment related - Projected Start Date: Nov 17, 2021 - Capacity: Volunteer - Duties Performed: Fundraise - Hours Devoted to this OBA: 3 - Hours Devoted to this OBA during business hours: 0

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-05-08
S63	Uniform Securities Agent State Law Examination	1987-10-23

S65 Uniform Investment Adviser Law Examination

1997-05-08
S63 Uniform Securities Agent State Law Examination

1987-10-23

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews