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Current Employers
Flagship Harbor Advisors, Llc

346 Commercial Street, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-10-21
  • MA RA
    APPROVED
    Since 2025-10-21

Branch Locations

411 Main St. Unit 4, Yamouthport, MA 02675 • United States

346 Commercial Street, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus St. Louis MO 05/2008 09/2025
Flagship Harbor Advisors, Llc Boston MA 10/2025 Present
Lpl Financial Llc Yarmouthport MA 10/2025 Present
  • 05/2008 → 09/2025
    Stifel Nicolaus
    St. Louis, MO
  • 10/2025 → Present
    Boston, MA
  • 10/2025 → Present
    Lpl Financial Llc
    Yarmouthport, MA
Previous Registrations
Other Businesses

1. 10/10/2025 - Non variable insurance - Non-Variable Insurance - Investment Related - Yarmouth Port, MA 02675 - OBA Start Date: 10/13/2025- 10 Hrs/Mth - 2 Hrs During Trading. 2. 10/10/2025 - Flagship Harbor Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - OBA Start Date: 10/13/2025- 160 Hrs/Mth - 8 Hrs During Trading 3) 10/20/2025 - Flagship Harbor Advisors LLC - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:10/13/2025 - 160 Hrs/Mth - 8 Hrs During Trading.I provide investment advisory services through Flagship Harbor Advisors LLC, an independent investment advisor firm. I started this business activity in 10/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-08-11
S63 Uniform Securities Agent State Law Examination 1987-04-20
  • S65 Uniform Investment Adviser Law Examination
    2010-08-11
  • S63 Uniform Securities Agent State Law Examination
    1987-04-20

View on SEC IAPD

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