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346 Commercial Street, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-10-21 |
Branch Locations
411 Main St. Unit 4, Yamouthport, MA 02675 • United States
346 Commercial Street, Boston, MA 02109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus | St. Louis | MO | 05/2008 | 09/2025 |
| Flagship Harbor Advisors, Llc | Boston | MA | 10/2025 | Present |
| Lpl Financial Llc | Yarmouthport | MA | 10/2025 | Present |
1. 10/10/2025 - Non variable insurance - Non-Variable Insurance - Investment Related - Yarmouth Port, MA 02675 - OBA Start Date: 10/13/2025- 10 Hrs/Mth - 2 Hrs During Trading. 2. 10/10/2025 - Flagship Harbor Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - OBA Start Date: 10/13/2025- 160 Hrs/Mth - 8 Hrs During Trading 3) 10/20/2025 - Flagship Harbor Advisors LLC - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:10/13/2025 - 160 Hrs/Mth - 8 Hrs During Trading.I provide investment advisory services through Flagship Harbor Advisors LLC, an independent investment advisor firm. I started this business activity in 10/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 1987-04-20 |
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