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Current Employers
Flagship Harbor Advisors, Llc

346 Commercial Street, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2011-03-25
  • MA RA
    APPROVED
    Since 2011-03-25

Branch Locations

411 Main St. Unit 4, Yamouthport, MA 02675 • United States

346 Commercial Street, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Boston MA 12/2010 Present
Flagship Harbor Advisors, Llc Boston MA 01/2011 Present
Other Businesses

(1) 01/24/2011: Flagship Harbor Advisors, LLC - Registered Investment Advisor DBA - DBA: (HYBRID) Flagship Harbor Advisors, LLC - Investment Related - At Reported Business Location(s) - 60% Time Spent - I provide investment advisory services through Flagship Harbor Advisors, an independent investment advisor firm. I started this business activity in March, 2011. I expect to spend approximately 60% of the time spent per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (2) 10/18/2011: Munroe Morrow Wealth Management - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 10% Time Spent - Offering Fixed Insurance & Fixed Annuities to Clients & Prospects (3) 10/18/2011: Munroe Morrow Wealth Management - Financial Institution Duty - Investment Related - At Reported Business Location(s) (4) 03/10/2014: No Business Name - Community, Civic and Charitable Board - Not Investment Related - Milton, MAR - 1% Time Spent - Elected town meeting member. Two annual meetings for total of approximately 12 hours. Town meeting members (roughly 250 total) vote on town budget items, zoning issues, etc. 5. 09/16/2019 - Munroe Morrow Wealth Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:12/17/2010 - 160 hrs/mo - 8 hrs during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-03-24
S66 Uniform Combined State Law Examination 2003-07-11
S63 Uniform Securities Agent State Law Examination 1999-09-20
  • S65 Uniform Investment Adviser Law Examination
    2011-03-24
  • S66 Uniform Combined State Law Examination
    2003-07-11
  • S63 Uniform Securities Agent State Law Examination
    1999-09-20

View on SEC IAPD

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