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346 Commercial Street, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2011-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Boston | MA | 12/2010 | Present |
| Flagship Harbor Advisors, Llc | Boston | MA | 01/2011 | Present |
(1) 01/24/2011: Flagship Harbor Advisors, LLC - Registered Investment Advisor DBA - DBA: (HYBRID) Flagship Harbor Advisors, LLC - Investment Related - At Reported Business Location(s) - 60% Time Spent - I provide investment advisory services through Flagship Harbor Advisors, an independent investment advisor firm. I started this business activity in March, 2011. I expect to spend approximately 60% of the time spent per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (2) 10/18/2011: Munroe Morrow Wealth Management - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 10% Time Spent - Offering Fixed Insurance & Fixed Annuities to Clients & Prospects (3) 10/18/2011: Munroe Morrow Wealth Management - Financial Institution Duty - Investment Related - At Reported Business Location(s) (4) 03/10/2014: No Business Name - Community, Civic and Charitable Board - Not Investment Related - Milton, MAR - 1% Time Spent - Elected town meeting member. Two annual meetings for total of approximately 12 hours. Town meeting members (roughly 250 total) vote on town budget items, zoning issues, etc. 5. 09/16/2019 - Munroe Morrow Wealth Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:12/17/2010 - 160 hrs/mo - 8 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-03-24 |
| S66 | Uniform Combined State Law Examination | 2003-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-20 |
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