Peter Charles Claeys

Employer firm

Arbor Financial Services, LLC CRD 150713

$122M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → Present
  Arbor Financial Services, Llc
  Downers Grove, IL

Previous Registrations

• 2009-06-01 → 2009-10-28
  Morgan Stanley
  Downers Grove, IL
  Oak Brook, IL
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Downers Grove, IL
  Oak Brook, IL
• 1999-02-14 → 2007-04-02
  Morgan Stanley Dw Inc.
  Oak Brook, IL
  Oak Brook, IL

Other Businesses

05/04/2011: OTHER-HOLDING COMPANY - PROFITABILITY CONCEPTS & CONSULTING, LLC - THIS IS CURRENTLY A HOLDING COMPANY ONLY FOR 100% OWNERSHIP OF ARBOR FINANCIAL SERVICES, LLC. - DOWNERS GROVE, IL.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-06-16
• S63 Uniform Securities Agent State Law Examination
  1987-03-10