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Inactive

Peter Charles Claeys

Arbor Financial Services, LLC

Downers Grove, IL

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Current Employers
Arbor Financial Services, Llc

2001 Butterfield Road Suite 500, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-04-09
IL RA APPROVED 2009-10-02
  • TX RA
    APPROVED_RES
    Since 2010-04-09
  • IL RA
    APPROVED
    Since 2009-10-02

Branch Locations

2001 Butterfield Road Suite 500, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arbor Financial Services, Llc Downers Grove IL 04/2012 Present
Previous Registrations
  • 2009-06-01 → 2009-10-28
    Morgan Stanley
    Downers Grove, IL
    Oak Brook, IL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Downers Grove, IL
    Oak Brook, IL
  • 1999-02-14 → 2007-04-02
    Morgan Stanley Dw Inc.
    Oak Brook, IL
    Oak Brook, IL
Other Businesses

05/04/2011: OTHER-HOLDING COMPANY - PROFITABILITY CONCEPTS & CONSULTING, LLC - THIS IS CURRENTLY A HOLDING COMPANY ONLY FOR 100% OWNERSHIP OF ARBOR FINANCIAL SERVICES, LLC. - DOWNERS GROVE, IL.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-06-16
S63 Uniform Securities Agent State Law Examination 1987-03-10
  • S65 Uniform Investment Adviser Law Examination
    1992-06-16
  • S63 Uniform Securities Agent State Law Examination
    1987-03-10

View on SEC IAPD

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EAGLE STRATEGIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC
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APOLLON FINANCIAL, LLC

Other Investors

OSCAR HERNON CANTU
MELISSA ASHBEY WALSH
Brian Christopher VanBuren
Jonathan W Jamieson
Chloe Fakhouri
Erik Jonathan Faust
Michael Thomas Bellah
Kevin J Ryan

Other Offices

JMG FINANCIAL GROUP LTD · DOWNERS GROVE, IL
CAPSTONE FINANCIAL ADVISORS INC · DOWNERS GROVE, IL
FELDMAN, INGARDONA & CO · DOWNERS GROVE, IL
CLEMENT STREET CAPITAL LLC · DOWNERS GROVE, IL
EAGLE STRATEGIES LLC · DOWNERS GROVE, IL
AMERIPRISE FINANCIAL SERVICES, LLC · DOWNERS GROVE, IL
EDWARD JONES · DOWNERS GROVE, IL
APOLLON FINANCIAL, LLC · Downers Grove, IL

More in Downers Grove, IL

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