Best Investors Account Sign in
Inactive

Oscar Hernon Cantu

Jmg Financial Group Ltd

Downers Grove, IL

CRD 3099819

Claim This Profile
Employer firm

Jmg Financial Group Ltd CRD 110302

$7.50B regulatory AUM 139 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Jmg Financial Group Ltd

2001 Butterfield Road, Suite 1400, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-01-14
  • IL RA
    APPROVED
    Since 2020-01-14

Branch Locations

2001 Butterfield Road, Suite 1400, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. South Barrington IL 06/1999 09/2019
Charles Schwab Bank South Barrington IL 02/2005 09/2019
Jmg Financial Group, Ltd. Downers Grove IL 12/2019 Present
Previous Registrations
  • 2004-04-26 → 2019-11-26
    Schaumburg, IL
    Omaha, NE
    Chicago, IL
    Milwaukee, WI
    Naperville, IL
    Orland Park, IL
    Chicago, IL
    Naperville, IL
    Naperville, IL
    Troy, MI
    Naperville, IL
    South Barrington, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-19
S63 Uniform Securities Agent State Law Examination 1998-08-14
  • S66 Uniform Combined State Law Examination
    2004-04-19
  • S63 Uniform Securities Agent State Law Examination
    1998-08-14
Other Names
  • Oscar Hernon Cantu

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Downers Grove, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor