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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-08-21 |
| KY | RA | APPROVED | 2024-06-21 |
| OH | RA | APPROVED | 2014-01-17 |
Branch Locations
625 Eden Park Drive Baldwin 200, Suite 500, Cincinnati, OH 45202 • United States
Fort Thomas, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Cincinnati | OH | 09/2013 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Cincinnati | OH | 09/2013 | Present |
DAVID W. HECK POSITION: Owner NATURE: This will be a rental property owned by me. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2026 ADDRESS: 419 west 11th street, Newport KY 41071, United States DESCRIPTION: landlord
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-08 |
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