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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| NJ | RA | APPROVED | 2018-01-23 |
| TX | RA | APPROVED_RES | 2018-01-04 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Uniondale | NY | 07/2007 | 12/2017 |
| Jpmorgan Securities, Llc | Manhasset | NY | 12/2017 | Present |
1.RENTAL PROPERTY;I own a second house in the village I live in. Currently there is tenant living in the house. He pays me rent of $2950 per month. the address is 18 The Boulevard, Sea Cliff, NY 1631025.I would say I work the house a total of 110 hours a year and 0 hours during securities trading/ investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-09 |
| S65 | Uniform Investment Adviser Law Examination | 1994-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-08 |
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