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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-07-01
TX RA APPROVED_RES 2013-10-17
IN RA APPROVED 2009-06-12
  • IL RA
    APPROVED
    Since 2024-07-01
  • TX RA
    APPROVED_RES
    Since 2013-10-17
  • IN RA
    APPROVED
    Since 2009-06-12

Branch Locations

15255 S 94Th Ave 1St Fl, Orland Park, IL 60462 • United States

8585 Broadway Ste 800, Merrillville, IN 46410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Munster IN 05/2009 11/2016
Wells Fargo Clearing Services, Llc Munster IN 11/2016 Present
Previous Registrations
Other Businesses

CHUMS INCORPORATED; INVESTMENT RELATED; FT. WAYNE,IN; FINANCIAL SECRETARY; START DATE 06/15/2017; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; PROVIDING A WRITTEN REPORT OF THE CHAPTERS FINANCIAL POSITION AS IT RELATES TO THE BUDGET AND EXPENSES. RECORDING ALL MEMBERSHIP DUES AND THE DETAILS REGARDING SCHOLARSHIPS PROVIDED BY THE ORGANIZATION IN ACCORDANCE WITH ITS MISSION.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-15
S63 Uniform Securities Agent State Law Examination 1988-04-15
  • S66 Uniform Combined State Law Examination
    2009-05-15
  • S63 Uniform Securities Agent State Law Examination
    1988-04-15
Other Names
  • Cynthia F. Wilson

View on SEC IAPD

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