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Kristen Anne Rose

Morgan Stanley

Orland Park, IL

CRD 4917705

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-09-23
IL RA APPROVED 2015-07-30
  • TX RA
    APPROVED
    Since 2016-09-23
  • IL RA
    APPROVED
    Since 2015-07-30

Branch Locations

15341 South 94Th Avenue Suite 200, Orland Park, IL 60462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Orland Park IL 04/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-30
S63 Uniform Securities Agent State Law Examination 2006-08-17
  • S66 Uniform Combined State Law Examination
    2015-07-30
  • S63 Uniform Securities Agent State Law Examination
    2006-08-17
Other Names
  • Kristen Anne Koupal

View on SEC IAPD

Nearby Firms

OSAIC WEALTH, INC.
CETERA INVESTMENT ADVISERS LLC
W&S BROKERAGE SERVICES, INC.

Nearby Investors

ANDREA PAGLIARO
Randall Andrew Scianna
CHRISTINA A Valtierra

Nearby Offices

OSAIC WEALTH, INC. · Orland Park, IL
CETERA INVESTMENT ADVISERS LLC · ORLAND PARK, IL
W&S BROKERAGE SERVICES, INC. · ORLAND PARK, IL

More in Orland Park, IL

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