Herbert Mark Friese

Current Employers

Employment History

• 01/1987 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Washington, DC
• 12/2009 → Present
  Bank Of America, Na
  Washington, DC

Other Businesses

I.1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION2.NAME OF OUTSIDE BUSINESS ORGANIZATION: CARLYLE HOME OWNERS ASSOCIATION3.INVESTMENT RELATED: N4.ADDRESS OF BUSINESS: ALEXANDRIA, VIRGINIA 223146.POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, 7.START DATE OF RELATIONSHIP: 7/8/20118.NUMBER OF HOURS DEVOTED: 12 HOUR(S) ANNUALLY9.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 010.DUTIES: BOARD MEMBERI*8337FOR PROFIT OR NOT FOR PROFIT: NAME OF OUTSIDE BUSINESS ORGANIZATION: J M TRUST 03-25-2005INVESTMENT RELATED: ADDRESS OF BUSINESS:WASHINGTON, DISTRICT OF COLUMBIA 20037NATURE OF BUSINESS: ,POSITION, TITLE, ASSOCIATION: , START DATE OF RELATIONSHIP: 1/31/2017NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES:I* 1637283For profit or not for profit: Name of outside business organization: beach houseInvestment related: noAddress of business: Ocean City, MDNature of business: Limited Liability CompanyPosition, title, association: OwnerStart date of relationship: 01/01/2024Number of hours devoted: 1 monthlyNumber of hours devoted during trading hours: 0Duties: investment propertyI*1931291, Entity Type Entity For Profit, Name of OBA: PARTY PAD PROP LLC Address: Ocean City New Jersey 08226 Investment Related: No Position, Title, Association: Owner Employee Start Date: 05/17/2023 No Hours: 0 No Hours during trading: 0 Duties: LLC to hold Rental Property. No expected responsibilities to perform

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-12-06
• S63 Uniform Securities Agent State Law Examination
  1987-04-13

Other Names

• Herbert Mark Friese
• H. M Friese
• Mark Friese