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Current Employers
F L Putnam Investment Management Co.

6 Kimball Lane, Lynnfield, MA 01940 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-08-19
ME RA APPROVED 2025-08-08
NH RA APPROVED 2019-04-05
  • MA RA
    APPROVED
    Since 2025-08-19
  • ME RA
    APPROVED
    Since 2025-08-08
  • NH RA
    APPROVED
    Since 2019-04-05

Branch Locations

40 Mill Street, Wolfeboro, NH 03894 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Focus, Inc. Wolfeboro NH 01/2005 04/2019
F.L. Putnam Investment Management Co. Wolfeboro NH 04/2019 Present
  • 01/2005 → 04/2019
    Financial Focus, Inc.
    Wolfeboro, NH
  • 04/2019 → Present
    F.L. Putnam Investment Management Co.
    Wolfeboro, NH
Previous Registrations
  • 2006-01-27 → 2019-07-16
    Financial Focus, Inc.
    Wolfeboro, NH
    Wolfeboro, NH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-22
S63 Uniform Securities Agent State Law Examination 1987-05-01
  • S65 Uniform Investment Adviser Law Examination
    2005-11-22
  • S63 Uniform Securities Agent State Law Examination
    1987-05-01
Other Names
  • Kristen Ann Bailey

View on SEC IAPD

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