Thomas George Goodwin

Employer firm

F L Putnam Investment Management Co. CRD 106223

$9.72B regulatory AUM 81 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 04/2019
  Financial Focus, Inc.
  Wolfeboro, NH
• 04/2019 → Present
  F.L. Putnam Investment Management Co.
  Wolfeboro, NH

Previous Registrations

• 2012-08-13 → 2019-07-16
  Financial Focus, Inc.
  Wolfeboro, NH
• 2006-08-25 → 2012-07-20
  Integrity Financial Planners
  Harbor, OR
• 2004-06-08 → 2006-08-31
  Mml Investors Services, Llc
  Nashua, NH
  Nashua, NH

Exams

• S66 Uniform Combined State Law Examination
  2004-06-07
• S65 Uniform Investment Adviser Law Examination
  2002-01-28
• S63 Uniform Securities Agent State Law Examination
  1999-03-08

Designations

• Certified Financial Planner

Other Names

• Tom Goodwin