Michael Harry Applebaum

Current Employers

Vanderbilt Advisory Services

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-03-03
NJ	RA	APPROVED	2024-04-04

TX RA
APPROVED_RES

Since 2026-03-03
NJ RA
APPROVED

Since 2024-04-04

Branch Locations

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

26 Maple Ave Suite 208, Marlton, NJ 08053 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Janney Montgomery Scott Llc	Marlton	NJ	03/2016	01/2024
Vanderbilt Securities, Llc	Woodbury	NY	03/2024	Present

03/2016 → 01/2024

Janney Montgomery Scott Llc

Marlton, NJ
03/2024 → Present

Vanderbilt Securities, Llc

Woodbury, NY

Previous Registrations

2016-03-11 → 2024-01-29

Janney Montgomery Scott Llc

Marlton, NJ
2010-12-15 → 2016-03-15

Wells Fargo Clearing Services, Llc

Marlton, NJ
2009-06-01 → 2011-01-10

Morgan Stanley

Marlton, NJ

Mt. Laurel, NJ

Marlton, NJ

Mount Laurel, NJ
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Mt. Laurel, NJ

Voorhees, NJ
2006-11-24 → 2007-04-02

Morgan Stanley Dw Inc.

Voorhees, NJ
2002-09-05 → 2006-12-01

Citigroup Global Markets Inc.

Mount Laurel, NJ

Mt. Laurel, NJ

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-02-25

S63 Uniform Securities Agent State Law Examination

1987-02-25

View on SEC IAPD

Current Employers

Vanderbilt Advisory Services

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

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