Michael Harry Applebaum

Employer firm

Vanderbilt Advisory Services CRD 116537

$2.11B regulatory AUM 64 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 01/2024
  Janney Montgomery Scott Llc
  Marlton, NJ
• 03/2024 → Present
  Vanderbilt Securities, Llc
  Woodbury, NY

Previous Registrations

• 2016-03-11 → 2024-01-29
  Janney Montgomery Scott Llc
  Marlton, NJ
• 2010-12-15 → 2016-03-15
  Wells Fargo Clearing Services, Llc
  Marlton, NJ
• 2009-06-01 → 2011-01-10
  Morgan Stanley
  Marlton, NJ
  Mt. Laurel, NJ
  Marlton, NJ
  Mount Laurel, NJ
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Mt. Laurel, NJ
  Voorhees, NJ
• 2006-11-24 → 2007-04-02
  Morgan Stanley Dw Inc.
  Voorhees, NJ
• 2002-09-05 → 2006-12-01
  Citigroup Global Markets Inc.
  Mount Laurel, NJ
  Mt. Laurel, NJ

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-02-25