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Steven Edward Farris

Aquilant Advisors

St. Louis, MO

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Current Employers
Aquilant Advisors

12444 Powerscourt Dr. Suite 370, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-08
MO RA APPROVED 2016-04-14
IL RA APPROVED 2016-03-22
  • TX RA
    APPROVED_RES
    Since 2017-05-08
  • MO RA
    APPROVED
    Since 2016-04-14
  • IL RA
    APPROVED
    Since 2016-03-22

Branch Locations

12444 Powerscourt Dr. Suite 370, St. Louis, MO 63131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Inc Fairfield IA 10/2014 Present
Cambridge Investment Research Advisors Inc Fairfield IA 10/2014 Present
Aquilant Town And Country MO 02/2016 Present
Previous Registrations
Other Businesses

1. Aquilant Advisors/Lobscouser II LLC, 555 MARYVILLE UNIVERSITY DR, STE 440, TOWN AND COUNTRY, MO, 2/2016 as Chief Compliance Officer/ADVISORY REP OF A RIA. Inv Rel - 1 hr/mo - 0/trading. 2. INDEPENDENT INSURANCE AGENT, 555 MARYVILLE UNIVERSITY DR, TOWN & COUNTRY, MD, 4/2016 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR - 2 HR/MO - 2/TRADING. 3. KIRK OF THE HILLS SCHOOL, 1298 LADUE RD, ST LOUIS, MO, 7/2016 AS FINANCE COMMITTEE MEMBER. NIR - 2 HR/MO - 0/TRADING. 4. LINCOLN FINANCIAL GROUP, GREENSBORO, NC, 6/2018 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/WK - 2/TRADING. 5. MUTUAL OF OMAHA, 300 MUTUAL OF OMAHA PLZ, OMAHA, NE, 7/2018 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/MO - 2/TRADING. 6. LONE ELK CAPITAL, 1121 Lincoln Ave, Louisville, CO 80027, United States, 02/01/2026, Owner, Real Estate, NIR, 1 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-13
S63 Uniform Securities Agent State Law Examination 1999-08-12
  • S65 Uniform Investment Adviser Law Examination
    1999-08-13
  • S63 Uniform Securities Agent State Law Examination
    1999-08-12
Other Names
  • Steve Farris
  • Steven E Farris

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